Erin Marie Towey

CRD 2792326 · Wells Fargo Advisors · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Erin M Towey; Erin Towey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (14): Arizona · California · Florida · Illinois · Indiana · Iowa · Maine · Michigan · Minnesota · Missouri · New York · Texas · Washington · Wisconsin
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Chicago, IL · IA capacity

Apr 8, 2025 → present
Wells Fargo Clearing Services, LLCCurrent
Chicago, IL · BC capacity

Apr 8, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chicago, IL · IA capacity

Aug 1, 2018 → Apr 15, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chicago, IL · BC capacity

Aug 1, 2018 → Apr 15, 2025
Waddell & Reed
Chicago, IL · IA capacity

Oct 17, 2016 → Mar 10, 2017
Waddell & Reed
Chicago, IL · BC capacity

Oct 17, 2016 → Mar 10, 2017
Northern Trust Securities, Inc.
Chicago, IL · BC capacity

Jul 12, 2013 → Aug 4, 2014
Ubs Financial Services Inc.
Chicago, IL · BC capacity

Sep 28, 2010 → May 17, 2013
Ubs Financial Services Inc.
Chicago, IL · IA capacity

Sep 24, 2010 → May 17, 2013
Barclays Capital Inc.
Chicago, IL · BC capacity

Sep 22, 2008 → Dec 24, 2008
Lehman Brothers Inc.
Chicago, IL · IA capacity

Jun 10, 2008 → Oct 15, 2008
Lehman Brothers Inc.
Chicago, IL · BC capacity

Aug 20, 1999 → Sep 22, 2008
Salomon Smith Barney Inc.
New York, NY · BC capacity

Apr 5, 1999 → Sep 1, 1999
Legg Mason Wood Walker, Incorporated
Baltimore, MD · BC capacity

Jan 21, 1999 → Feb 15, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2792326 ↗ FINRA BrokerCheck record for CRD 2792326 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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