Cleve Ericson Nordeen

CRD 2792492 · Captrust · Wilmington, NC

IA RegisteredBroker

Also appears in the source record as: Cleve E Nordeen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 24Series 4Series 99TOSIESeries 31Series 7
Registered states (1): North Carolina
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (12)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Wilmington, NC · BD capacity

Nov 8, 2022 → present
CaptrustCurrent
Wilmington, NC · IA capacity

Nov 8, 2022 → present
Hightower Securities, LLC
BD capacity

Oct 28, 2016 → Oct 28, 2022
Hightower Advisors, LLC
IA capacity

Oct 28, 2016 → Oct 28, 2022
Irongate Partners, Inc.
IA capacity

Oct 19, 2010 → Mar 21, 2017
Capital Investment Group, Inc.
BD capacity

Jul 23, 2012 → Oct 28, 2016
Triad Advisors, Inc.
BD capacity

Sep 24, 2010 → Jul 20, 2012
Rbc Capital Markets Corporation
BD capacity

Mar 13, 2009 → Oct 7, 2010
Rbc Capital Markets Corporation
IA capacity

Mar 13, 2009 → Oct 7, 2010
Ferris, Baker Watts, LLC
IA capacity

Jun 2, 2006 → Mar 13, 2009
Ferris, Baker Watts, LLC
BD capacity

Dec 1, 2004 → Mar 13, 2009
Coastal Discount Stockbrokers, Inc.
BD capacity

Nov 11, 1996 → Dec 31, 2004

Source & corrections

Where this page comes from

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