Robert Lee Valencia

CRD 2794868 · J.P. Morgan Securities LLC · Miami, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 99TOSIESeries 3Series 31Series 7Series 4Series 24Series 10Series 9Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Miami, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Miami, FL · BC capacity

start not retrieved → present
Statetrust Investments Inc.
Boca Raton, FL · BC capacity

Aug 27, 2012 → Jun 10, 2013
Morgan Stanley Smith Barney LLC
Miami Beach, FL · IA capacity

Jun 1, 2009 → Feb 13, 2012
Morgan Stanley Smith Barney
Miami Beach, FL · BC capacity

Jun 1, 2009 → Feb 13, 2012
Citigroup Global Markets Inc.
Miami, FL · IA capacity

Jun 27, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
Miami, FL · BC capacity

Jun 26, 2006 → Jun 1, 2009
Efg Capital International Corp.
Miami, FL · IA capacity

Dec 6, 2005 → Jun 29, 2006
Efg Capital International
Miami, FL · BC capacity

Nov 23, 2005 → Jun 29, 2006
Td Waterhouse Investor Services, Inc.
Miami, FL · IA capacity

Jul 24, 2003 → Jul 29, 2005
Td Waterhouse Investor Services, Inc.
Omaha, NE · BC capacity

Nov 13, 1997 → Jul 29, 2005
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Dec 19, 1996 → Jul 3, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2794868 ↗ FINRA BrokerCheck record for CRD 2794868 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.