Susan Rich Harris

CRD 2796894 · Captrust · Brentwood, TN

IA RegisteredRegistration inactive

Also appears in the source record as: Susan Hope Rich; Susan Rich; Susan Hope Simpson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 24Series 7TOSeries 6TOSIESeries 7Series 6
Registered states (1): Tennessee
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (7)

From the source registration record · current first

CaptrustCurrent
Brentwood, TN · IA capacity

Dec 22, 2022 → present
Trustcore Financial Services, LLC
IA capacity

Sep 5, 2018 → Mar 20, 2023
Trustcore Investments LLC
BD capacity

Mar 23, 2009 → Dec 31, 2020
Cambridge Way, Inc.
BD capacity

Jun 8, 2006 → Mar 19, 2009
Pfic Securities Corporation
BD capacity

Jun 6, 2000 → Jun 12, 2006
The Lincoln National Life Insurance Company
BD capacity

Nov 12, 1996 → May 18, 1998
Lincoln Financial Advisors Corporation
BD capacity

Nov 12, 1996 → May 18, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2796894 ↗ FINRA BrokerCheck record for CRD 2796894 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.