Alberto J Torres

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (10)

Series 52TOSIESeries 7Series 10Series 9Series 4Series 53Series 24Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

29

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (20)

From the source registration record · current first

• Wells Fargo Clearing Services, LLCCurrent

  Grassy Creek, NC · BC capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Boca Raton, FL · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Coral Gables, FL · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Doral, FL · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Grassy Creek, NC · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Boca Raton, FL · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Coral Gables, FL · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Doral, FL · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Grassy Creek, NC · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLC

  Miami, FL · IA capacity
  Oct 1, 2012 → Nov 19, 2022
• J.P. Morgan Securities LLC

  Miami, FL · BC capacity
  Oct 1, 2012 → Nov 19, 2022
• Chase Investment Services Corp.

  Weston, FL · IA capacity
  May 2, 2009 → Oct 1, 2012
• Chase Investment Services Corp.

  Weston, FL · BC capacity
  May 2, 2009 → Oct 1, 2012
• Wamu Investments, Inc.

  Hialeah, FL · IA capacity
  Jun 26, 2007 → May 2, 2009
• Wamu Investments, Inc.

  Hialeah, FL · BC capacity
  Dec 1, 2004 → May 2, 2009
• Ifmg Securities, Inc.

  Purchase, NY · BC capacity
  May 3, 2004 → Nov 18, 2004
• Essex National Securities, Inc.

  Napa, CA · BC capacity
  Sep 10, 2003 → Apr 30, 2004
• Citicorp Investment Services

  Long Island City, NY · BC capacity
  Jan 18, 2001 → Aug 25, 2003
• First Union Brokerage Services, Inc.

  Charlotte, NC · BC capacity
  Apr 3, 2000 → Jun 6, 2000
• Great Western Financial Securities Corporation

  Northridge, CA · BC capacity
  Sep 12, 1996 → May 1, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.