William Gregory Dana

CRD 2800445 · Edward Jones · St. Louis, MO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 99TOSIESeries 31Series 7Series 24Series 26Series 9Series 10Series 66Series 63
Registered states (6): Arizona · Arkansas · Massachusetts · North Carolina · Oklahoma · Utah
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2800445 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (21)

From the source registration record · current first

Edward JonesCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Edward JonesCurrent
Mooresville, NC · IA capacity

start not retrieved → present
Edward JonesCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Edward JonesCurrent
Mooresville, NC · IA capacity

start not retrieved → present
Lpl Financial LLC
Fort Mill, SC · BC capacity

Jan 22, 2025 → Apr 25, 2025
Lpl Enterprise, LLC
Fort Mill, SC · BC capacity

Oct 16, 2024 → Apr 25, 2025
W&s Brokerage Services, Inc.
Statesville, NC · BC capacity

Sep 26, 2018 → Oct 10, 2022
Sagepoint Financial, Inc.
Mooresville, NC · BC capacity

Sep 30, 2013 → Aug 4, 2017
Allstate Financial Services, LLC
Charlotte, NC · BC capacity

Aug 26, 2008 → Mar 4, 2010
Chase Investment Services Corp.
Wallington, NJ · BC capacity

Oct 4, 2006 → Jan 17, 2007
Bny Investment Center Inc.
New York, NY · BC capacity

Aug 25, 2006 → Oct 4, 2006
Nfb Investment Services Corp.
Melville, NY · BC capacity

Nov 1, 2005 → May 10, 2006
Hsbc Securities (USA) Inc.
Hampton Bays, NY · BC capacity

Jan 1, 2005 → Nov 9, 2005
Hsbc Brokerage (USA) Inc.
New York, NY · BC capacity

Apr 21, 2004 → Jan 1, 2005
Metropolitan Life Insurance Company
New York, NY · BC capacity

Aug 28, 2003 → Apr 5, 2004
Metlife Securities Inc.
Springfield, MA · BC capacity

Aug 28, 2003 → Apr 5, 2004
Prudential Securities Incorporated
New York, NY · BC capacity

Oct 16, 2000 → May 23, 2002
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jul 10, 1997 → Oct 17, 2000
Royce Investment Group, Inc.
Woodbury, NY · BC capacity

Mar 5, 1997 → Jun 9, 1997
Matrix Securities Corporation
Garden City, NY · BC capacity

Feb 7, 1997 → Mar 10, 1997
E. C. Capital, Ltd.
Mineola, NY · BC capacity

Feb 6, 1997 → Feb 10, 1997

Source & corrections

Where this page comes from

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