Jean Philistin
Also appears in the source record as: Jean Emmanuel Philistin; Jean Philistin
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 65Series 63
- Registered states (16)
- California · Connecticut · Delaware · Florida · Georgia · Maryland · Minnesota · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (14)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Chase Investment Services Corp.Brooklyn, NY · IA capacityNov 24, 2009 → Oct 1, 2012
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Chase Investment Services Corp.Brooklyn, NY · BC capacityAug 8, 2008 → Oct 1, 2012
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E*trade Securities LLCJersey City, NJ · BC capacityMay 17, 2007 → Jul 31, 2008
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J.P. Turner & Company, L.L.C.Atlanta, GA · BC capacityFeb 25, 2004 → Jan 23, 2007
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Raike Financial Group Inc.Woodstock, GA · BC capacityJan 8, 2003 → Sep 12, 2003
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Spencer Clarke LLCNorth Miami, FL · BC capacityAug 9, 2001 → Oct 22, 2001
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Ladenburg, Thalmann & Co., Inc.New York, NY · BC capacityJul 10, 2001 → Sep 7, 2001
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Dalton Kent Securities Group, Inc.New York, NY · BC capacityFeb 15, 2001 → Jul 13, 2001
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Phd CapitalNew York, NY · BC capacityMay 8, 2000 → Feb 7, 2001
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M.S. Farrell & Company, Inc.Syosset, NY · BC capacityMar 11, 1998 → Oct 2, 1998
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Walsh Manning Securities, LLCBC capacityMay 19, 1997 → Aug 12, 1997
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Continental Broker-Dealer Corp.Carle Place, NY · BC capacityMay 8, 1997 → Jun 19, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.