Heidi Angelique Tickle

CRD 2802673 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Denver, CO

IA RegisteredBroker

Also appears in the source record as: Heidi Tickle

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 66Series 65Series 63Series 14Series 24Series 10Series 9SIESeries 31Series 55Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Denver, CO · IA capacity

Oct 12, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Denver, CO · BC capacity

start not retrieved → present
Hermes Fund Distributors LLC
BD capacity

Feb 12, 2013 → Apr 30, 2013
Citigroup Global Markets Inc.
BD capacity

May 5, 2011 → Feb 14, 2012
Credit Suisse Securities (USA) LLC
BD capacity

Jul 9, 2007 → Apr 19, 2011
Swiss American Securities Inc.
BD capacity

Jul 26, 2007 → Jan 20, 2009
Citigroup Global Markets Inc.
BD capacity

Aug 21, 2003 → Jul 19, 2007
Ubs Securities LLC
BD capacity

Nov 17, 2000 → Aug 8, 2003
Painewebber Incorporated
BD capacity

Nov 12, 1996 → Dec 4, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2802673 ↗ FINRA BrokerCheck record for CRD 2802673 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.