Robert Charles Kacer

CRD 2803419 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Newport Beach, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 24SIESeries 7Series 31
Registered states (2): Arizona · California
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · IA capacity

Nov 6, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
IA capacity

May 15, 2001 → Dec 16, 2004
Wells Fargo Investments, LLC
BD capacity

May 2, 2001 → Dec 16, 2004
Wells Fargo Securities Inc.
BD capacity

Nov 17, 1997 → May 2, 2001
Dean Witter Reynolds Inc.
BD capacity

Oct 22, 1996 → Nov 3, 1997

Source & corrections

Where this page comes from

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