Stephen Darryl Carroll
Also appears in the source record as: Stephen D. Carroll
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Inactive
- Investment adviser registration
- Active
- Exams passed
- Not yet retrieved from the source record
- Registered states
- Not yet retrieved from the source record
- Years in the industry
- Not yet retrieved from the source record
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2804183 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Carroll Investors, Inc.
- Firm CRD
- 311180
- SEC number
- 801-119870
- Assets under management
- $221.4M as of Mar 19, 2026
- Website
- Not yet retrieved from the source record
- Phone
- 843-352-4963
- Firm location
- Mt Pleasant, SC, 29464
Employment history (1)
From the source registration record · current first
-
start not retrieved → present
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.