Carma Wentzlaff

CRD 2804912 · Morgan Stanley · Winston-Salem, NC

IA RegisteredBroker

Also appears in the source record as: Carma Magdalene Mcleod; Carma Magdalene Vitale; Carma Magdalene Wentzlaff

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 10Series 9SIESeries 3Series 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Winston-Salem, NC · IA capacity

Jun 20, 2024 → present
Ubs Financial Services Inc.
BD capacity

Sep 20, 2022 → May 29, 2024
Ubs Financial Services Inc.
IA capacity

Sep 20, 2022 → May 29, 2024
J.P. Morgan Securities LLC
BD capacity

Nov 10, 2021 → Oct 13, 2022
J.P. Morgan Securities LLC
IA capacity

Nov 10, 2021 → Oct 13, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 17, 2004 → Aug 6, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 17, 2004 → Aug 6, 2021
Ubs Financial Services Inc.
IA capacity

Aug 19, 2003 → Jun 16, 2004
Ubs Financial Services Inc.
BD capacity

Aug 13, 2003 → Jun 16, 2004
Amsouth Investment Services, Inc.
IA capacity

Apr 23, 2003 → Aug 12, 2003
Amsouth Investment Services, Inc.
BD capacity

Apr 17, 2003 → Aug 12, 2003
Ubs Painewebber Inc.
IA capacity

Aug 22, 2001 → Mar 26, 2003
Ubs Painewebber Inc.
BD capacity

Aug 21, 2001 → Mar 26, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2804912 ↗ FINRA BrokerCheck record for CRD 2804912 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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