Mark Lee Pedersen

CRD 2814317 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 66
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · New Hampshire · New Jersey · New Mexico · New York · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2814317 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Roanoke, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Roanoke, TX · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Westlake, TX · BC capacity

Feb 28, 2012 → Dec 31, 2023
Td Ameritrade, Inc.
Westlake, TX · IA capacity

Feb 14, 2012 → Oct 14, 2022
Priority Capital Investments, LLC
San Diego, CA · BC capacity

Feb 22, 2010 → Feb 8, 2011
Lpl Financial Corporation
San Diego, CA · IA capacity

Sep 24, 2008 → Mar 26, 2009
Lpl Financial Corporation
San Diego, CA · BC capacity

Sep 23, 2008 → Mar 26, 2009
First Allied Securities, Inc.
San Diego, CA · BC capacity

Dec 19, 2007 → Jul 14, 2008
Dunham And Associates Investment Counsel, Inc.
San Diego, CA · IA capacity

Oct 28, 2005 → Nov 26, 2007
Dunham And Associates Investment Counsel, Inc.
San Diego, CA · BC capacity

Oct 28, 2005 → Nov 26, 2007
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jun 27, 2003 → Nov 3, 2005
Ameriprise Financial Services, Inc.
Minneapolis, MN · BC capacity

Jun 27, 2003 → Nov 3, 2005

Source & corrections

Where this page comes from

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