Steven C Deleo

CRD 2816536 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Melville, NY

IA RegisteredBroker

Also appears in the source record as: Steven Carl Deleo; Steven Deleo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (4): Florida · New Jersey · New York · North Carolina
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Melville, NY · IA capacity

Sep 21, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Melville, NY · BC capacity

start not retrieved → present
Capital One Investing, LLC
BD capacity

Jan 30, 2015 → Oct 31, 2017
Capital One Investment Services LLC
BD capacity

May 4, 2011 → Jan 30, 2015
Banc Of America Investment Services, Inc.
BD capacity

Nov 17, 2004 → May 18, 2009
Chase Investment Services Corp.
BD capacity

Apr 3, 2003 → Oct 4, 2004
Citicorp Investment Services
BD capacity

Sep 22, 2000 → Mar 14, 2003
Pruco Securities Corporation
BD capacity

May 5, 1998 → Feb 17, 2000
D. H. Blair & Co., Inc.
BD capacity

Apr 18, 1997 → Oct 17, 1997
Argent Securities, Inc.
BD capacity

Jan 28, 1997 → Mar 31, 1997

Source & corrections

Where this page comes from

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