Brian Soistmann

CRD 2816687 · Fidelity Brokerage Services LLC · Midlothian, VA

IA RegisteredBroker

Also appears in the source record as: Brian E Soistmann; Brian Earl Soistmann; Brian Soistmann

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 7TOSIESeries 7Series 10Series 9Series 66Series 65Series 63
Registered states (13): Alabama · California · Florida · Georgia · Illinois · Indiana · Maryland · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Virginia
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2816687 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Midlothian, VA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Midlothian, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Midlothian, VA · IA capacity

Oct 24, 2023 → Mar 31, 2025
Charles Schwab & Co., Inc.
Moorestown, NJ · IA capacity

Apr 21, 2010 → Apr 25, 2011
Charles Schwab & Co., Inc.
Moorestown, NJ · BC capacity

Apr 14, 2010 → Apr 25, 2011
Lpl Financial Corporation
Egg Harbor Twp, NJ · IA capacity

Jun 24, 2005 → Apr 9, 2009
Lpl Financial Corporation
Egg Harbor Twp, NJ · BC capacity

Jun 24, 2005 → Apr 9, 2009
Wachovia Securities Financial Network, LLC
Marlton, NJ · IA capacity

Apr 12, 2005 → Jun 24, 2005
Wachovia Securities Financial Network, LLC
St. Louis, MO · BC capacity

Mar 17, 2004 → Jun 24, 2005
Wachovia Securities, LLC
Ocean City, NJ · IA capacity

Aug 14, 2003 → Mar 18, 2004
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Aug 14, 2003 → Mar 18, 2004
Ubs Financial Services Inc.
Northfield, NJ · IA capacity

Jun 12, 2002 → Aug 13, 2003
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jul 21, 1999 → Aug 13, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Dec 11, 1996 → Jul 27, 1999

Source & corrections

Where this page comes from

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