Daniel J Gomez

CRD 2818544 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Daniel James Gomez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 26Series 66Series 63
Registered states (32): Alabama · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Usaa Investment Management Company
San Antonio, TX · IA capacity

Jan 8, 2018 → May 24, 2020
Usaa Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Dec 13, 2010 → May 24, 2020
Usaa Financial Planning Services
Phoenix, AZ · IA capacity

Dec 15, 2010 → Jan 8, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Scottsdale, AZ · IA capacity

Aug 17, 2010 → Nov 24, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Scottsdale, AZ · BC capacity

Aug 17, 2010 → Nov 24, 2010
U.S. Bancorp Investments, Inc.
Scottsdale, AZ · IA capacity

Feb 23, 2009 → Sep 17, 2009
U.S. Bancorp Investments, Inc.
Scottsdale, AZ · BC capacity

May 23, 2008 → Sep 17, 2009
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Feb 9, 2004 → May 14, 2008
Liberty Funds Distributor, Inc.
Boston, MA · BC capacity

Oct 2, 2002 → Aug 18, 2003
Janus Distributors, Inc.
Denver, CO · BC capacity

Nov 4, 1996 → Feb 23, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2818544 ↗ FINRA BrokerCheck record for CRD 2818544 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.