Vincent Armand

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (9)

Series 65Series 63Series 53Series 24Series 6TOSeries 52TOSIESeries 7Series 6

Registered states (51)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (24)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Chicago, IL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Chicago, IL · BD capacity
  Feb 13, 2023 → present
• Fidelity Brokerage Services LLCCurrent

  Chicago, IL · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Feb 28, 2023 → Mar 31, 2025
• Charles Schwab & Co., Inc.

  BD capacity
  Jan 26, 2022 → Feb 9, 2023
• Td Ameritrade Investment Management, LLC

  IA capacity
  Apr 18, 2017 → Jan 12, 2023
• Td Ameritrade, Inc.

  BD capacity
  Apr 17, 2017 → Jan 12, 2023
• Charles Schwab & Co., Inc.

  IA capacity
  Jan 27, 2022 → Dec 31, 2022
• Td Ameritrade, Inc.

  IA capacity
  Apr 18, 2017 → Oct 14, 2022
• Fifth Third Securities, Inc.

  IA capacity
  Jun 29, 2016 → Apr 7, 2017
• Fifth Third Securities, Inc.

  BD capacity
  Jun 28, 2016 → Apr 7, 2017
• J.P. Morgan Securities LLC

  BD capacity
  Oct 1, 2012 → Jun 27, 2016
• J.P. Morgan Securities LLC

  IA capacity
  Oct 1, 2012 → Jun 27, 2016
• Chase Investment Services Corp.

  BD capacity
  Sep 17, 2012 → Oct 1, 2012
• Chase Investment Services Corp.

  IA capacity
  Sep 17, 2012 → Oct 1, 2012
• Pnc Investments

  BD capacity
  May 19, 2011 → Sep 17, 2012
• Pnc Investments

  IA capacity
  May 19, 2011 → Sep 17, 2012
• Chase Investment Services Corp.

  BD capacity
  Jul 6, 2005 → May 24, 2011
• Chase Investment Services Corp.

  IA capacity
  Jul 6, 2005 → May 24, 2011
• Banc One Securities Corporation

  IA capacity
  Aug 29, 2003 → Jul 6, 2005
• Banc One Securities Corporation

  BD capacity
  Aug 28, 2003 → Jul 6, 2005
• Locust Street Securities, Inc.

  BD capacity
  Jul 19, 1999 → Aug 25, 2003
• Citicorp Investment Services

  BD capacity
  Oct 31, 1997 → Dec 3, 1998
• W. S. Griffith & Co., Inc.

  BD capacity
  Nov 20, 1996 → Oct 23, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.