Joseph Montgomery Allen

CRD 2827240 · Fidelity Brokerage Services LLC · Tukwila, WA

IA RegisteredBroker

Also appears in the source record as: Joey Allen; Joseph M Allen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (18): Arizona · California · Colorado · Florida · Georgia · Hawaii · Idaho · Iowa · Kentucky · Maryland · New Jersey · New York · Oregon · Pennsylvania · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2827240 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

Strategic Advisers LLCCurrent
Seattle, WA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Seattle, WA · BD capacity

Jun 28, 2019 → present
Fidelity Brokerage Services LLCCurrent
Tukwila, WA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 2, 2019 → Mar 31, 2025
Td Ameritrade, Inc.
BD capacity

Jan 16, 2019 → May 30, 2019
Td Ameritrade, Inc.
IA capacity

Jan 16, 2019 → May 30, 2019
Td Ameritrade Investment Management, LLC
IA capacity

Jan 16, 2019 → May 30, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 18, 2011 → Jan 9, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jan 18, 2011 → Jan 9, 2019
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jan 21, 2011
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Jan 21, 2011
Citigroup Global Markets Inc.
BD capacity

Jun 6, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Jun 6, 2007 → Jun 1, 2009
Morgan Stanley & Co., Incorporated
BD capacity

Apr 2, 2007 → May 29, 2007
Morgan Stanley & Co., Incorporated
IA capacity

Apr 2, 2007 → May 29, 2007
Morgan Stanley
IA capacity

Feb 13, 2007 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Jul 28, 2006 → Apr 2, 2007
Charles Schwab & Co., Inc.
BD capacity

Apr 13, 1999 → Jan 18, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2827240 ↗ FINRA BrokerCheck record for CRD 2827240 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.