Theron Lee Brown
Also appears in the source record as: Theron L Brown
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (6)
- SIESeries 7Series 10Series 9Series 65Series 63
- Registered states (1)
- Missouri
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (6)
From the source registration record · current first
-
start not retrieved → present
-
Wells Fargo Investments, LLCMinneapolis, MN · BC capacityMar 3, 2005 → Jan 3, 2011
-
Wells Fargo Securities Inc.San Francisco, CA · BC capacityApr 12, 2000 → Oct 29, 2001
-
Wells Fargo Brokerage Services, L.L.C.Minneapolis, MN · BC capacityApr 24, 2000 → Dec 13, 2000
-
Ids Life Insurance CompanyMinneapolis, MN · BC capacityMar 7, 1997 → Apr 20, 2000
-
American Express Financial Advisors Inc.Minneapolis, MN · BC capacityMar 7, 1997 → Apr 20, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.