Patrick F Nolan

CRD 2829580 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Patrick Francis Nolan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 24SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

Jun 2, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
First Citizens Asset Management, Inc
IA capacity

May 25, 2021 → Jun 14, 2024
First Citizens Investor Services, Inc.
IA capacity

May 19, 2021 → Jun 14, 2024
First Citizens Investor Services, Inc.
BD capacity

May 13, 2021 → Jun 14, 2024
Blackrock Investment Management, LLC
IA capacity

Sep 29, 2006 → Apr 15, 2021
Blackrock Investments, LLC
BD capacity

Sep 29, 2006 → Mar 22, 2021
Blackrock Fund Distribution Company
BD capacity

Apr 4, 2011 → Dec 31, 2011
Merrill Lynch Investment Managers LP
IA capacity

Mar 11, 2003 → Sep 29, 2006
Fam Distributors, Inc.
BD capacity

Apr 19, 2000 → Sep 29, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 9, 1997 → Sep 15, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2829580 ↗ FINRA BrokerCheck record for CRD 2829580 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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