Mark J. Peloquin

CRD 2829729 · Fidelity Brokerage Services LLC · Towson, MD

IA RegisteredBroker

Also appears in the source record as: Mark John Peloquin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (8): Delaware · District Of Columbia · Florida · Maryland · North Carolina · Pennsylvania · Virginia · West Virginia
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Towson, MD · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Westminster, MD · BD capacity

Aug 22, 2022 → present
Fidelity Brokerage Services LLCCurrent
Towson, MD · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 20, 2022 → Mar 31, 2025
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Sep 26, 2013 → Aug 1, 2022
Advice And Planning Services
IA capacity

Sep 26, 2013 → Aug 1, 2022
Pnc Investments
BD capacity

Apr 8, 2013 → Sep 25, 2013
Pnc Investments
IA capacity

Apr 1, 2013 → Sep 25, 2013
Pnc Investments
BD capacity

Jul 22, 2009 → Apr 8, 2011
Pnc Investments
IA capacity

Jul 22, 2009 → Apr 8, 2011
T. Rowe Price Advisory Services, Inc.
IA capacity

Jan 22, 2009 → Jun 10, 2009
T. Rowe Price Investment Services, Inc.
BD capacity

Jan 30, 2007 → Jun 10, 2009
Clearbridge Advisors, LLC
IA capacity

Mar 16, 2006 → Jan 26, 2007
Legg Mason Investor Services, LLC
BD capacity

Dec 1, 2005 → Jan 26, 2007
Legg Mason Wood Walker Inc
IA capacity

Jan 3, 2005 → Dec 5, 2005
Legg Mason Wood Walker, Incorporated
BD capacity

Oct 20, 2004 → Dec 1, 2005
T. Rowe Price Investment Services, Inc.
BD capacity

Feb 12, 1997 → Jun 24, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2829729 ↗ FINRA BrokerCheck record for CRD 2829729 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.