Kent E. Penney

CRD 2833539 · J.P. Morgan Securities LLC · The Villages, FL

IA RegisteredBroker

Also appears in the source record as: Kent Evan Penney; Kent Penney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 57TOSIESeries 55Series 7Series 66Series 63
Registered states (4): Florida · New York · North Carolina · Texas
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
The Villages, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
The Villages, FL · BC capacity

start not retrieved → present
Strategic Advisers LLC
Bluffton, SC · IA capacity

Mar 31, 2025 → Feb 5, 2026
Fidelity Brokerage Services LLC
Hilton Head Island, SC · BC capacity

Oct 12, 2022 → Feb 5, 2026
Fidelity Personal And Workplace Advisors
Merrimack, NH · IA capacity

Oct 17, 2023 → Mar 31, 2025
Investec Securities (US) LLC
New York, NY · BC capacity

Dec 22, 2014 → Jun 17, 2022
Vontobel Securities Ltd.
New York, NY · BC capacity

May 4, 2010 → Jan 9, 2015
Sal. Oppenheim Jr. & Cie. Securities Inc.
New York, NY · BC capacity

Jul 28, 2004 → Mar 22, 2010
Commerzbank Capital Markets Corp.
New York, NY · BC capacity

Jun 25, 2002 → Jul 19, 2004
Fortis Securities Inc.
New York, NY · BC capacity

Jan 8, 2002 → Jun 6, 2002
Nomura Securities International, Inc.
New York, NY · BC capacity

Sep 14, 2000 → Nov 21, 2001
Arnhold And S. Bleichroeder, Inc.
New York, NY · BC capacity

Oct 27, 1997 → Aug 29, 2000
Alexander, Wescott, & Co., Inc.
Utica, NY · BC capacity

Jan 16, 1997 → Oct 10, 1997

Source & corrections

Where this page comes from

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