Cynthia Anne Lowenstein

CRD 2833716 · Wells Fargo Advisors · Edmonds, WA

IA RegisteredBroker

Also appears in the source record as: Cindy Lowenstein; Cynthia A Lowenstein; Cynthia Lowenstein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 31Series 7Series 6Series 10Series 65Series 63
Registered states (1): Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Edmonds, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Edmonds, WA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Arlington, WA · IA capacity

Sep 21, 2021 → Jun 5, 2022
J.P. Morgan Securities LLC
Arlington, WA · BC capacity

Sep 21, 2021 → Jun 5, 2022
The Retirement Solution Inc.
Redmond, WA · IA capacity

Jan 27, 2021 → Aug 10, 2021
Morgan Stanley
Kirkland, WA · IA capacity

Jun 1, 2009 → Jun 26, 2020
Morgan Stanley
Kirkland, WA · BC capacity

Jun 1, 2009 → Jun 26, 2020
Morgan Stanley & Co. Incorporated
Santa Monica, CA · IA capacity

Jul 11, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Santa Monica, CA · BC capacity

Jul 10, 2008 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Beverly Hills, CA · IA capacity

Feb 4, 2008 → Jul 15, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Beverly Hills, CA · BC capacity

Feb 4, 2008 → Jul 15, 2008
Morgan Stanley
Beverly Hills, CA · IA capacity

May 22, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
Beverly Hills, CA · BC capacity

May 22, 2006 → Apr 2, 2007
Prudential Securities Incorporated
New York, NY · BC capacity

May 12, 1999 → Jul 1, 2003
Prudential Securities Incorporated
Los Angeles, CA · IA capacity

May 10, 1999 → Jul 1, 2003
Pruco Securities Corporation
Newark, NJ · BC capacity

Jan 8, 1997 → Mar 23, 1998

Source & corrections

Where this page comes from

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