Gerard K Roncinske

CRD 2835000 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Frisco, TX

IA RegisteredBroker

Also appears in the source record as: Jay Roncinske Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (45): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Frisco, TX · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Frisco, TX · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
IA capacity

Apr 11, 2003 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Jan 22, 2003 → Oct 23, 2009
Morgan Stanley Dw Inc.
BD capacity

Oct 14, 1999 → Jan 15, 2003
Morgan Stanley
IA capacity

Oct 14, 1999 → Jan 15, 2003
Trusted Securities Advisors Corp.
BD capacity

Sep 17, 1999 → Oct 1, 1999
Nathan & Lewis Securities, Inc.
BD capacity

Apr 24, 1997 → Sep 14, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2835000 ↗ FINRA BrokerCheck record for CRD 2835000 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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