Damon Chase Newsom

CRD 2835453 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Lafayette, IN

IA RegisteredBroker

Also appears in the source record as: Chase Newsom

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lafayette, IN · IA capacity

Jul 21, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lafayette, IN · BC capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
BD capacity

Feb 28, 2017 → Aug 6, 2021
Stifel, Nicolaus & Company, Incorporated
IA capacity

Feb 28, 2017 → Aug 6, 2021
City Securities Corporation
IA capacity

Aug 21, 2008 → Feb 28, 2017
City Securities Corporation
BD capacity

Jul 7, 2008 → Feb 28, 2017
Lincoln Financial Distributors, Inc.
BD capacity

Nov 11, 2002 → Jun 10, 2008
Scudder Distributors, Inc.
BD capacity

Jul 9, 1997 → Oct 31, 2002

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2835453 ↗ FINRA BrokerCheck record for CRD 2835453 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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