David Schulman

CRD 2836605 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: David Paul Schulman; David Schulman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chappaqua, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Private Wealth Advisors LLC
New York, NY · IA capacity

Feb 15, 2019 → Mar 20, 2025
First Republic Securities Company, LLC
New York, NY · BC capacity

Feb 15, 2019 → Sep 29, 2023
Wells Fargo Clearing Services, LLC
New York, NY · IA capacity

Aug 23, 2012 → Feb 21, 2019
Wells Fargo Clearing Services, LLC
New York, NY · BC capacity

Nov 20, 2008 → Feb 21, 2019
Citigroup Global Markets Inc.
New York, NY · BC capacity

Aug 18, 2000 → Dec 8, 2008
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jan 24, 1997 → Aug 25, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2836605 ↗ FINRA BrokerCheck record for CRD 2836605 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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