Umberto Iannone

CRD 2838379 · Fidelity Brokerage Services LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Bert Iannone

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 9Series 10SIESeries 7
Registered states (27): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2838379 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Cliffside Park, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Cliffside Park, NJ · BD capacity

Dec 10, 1999 → present
Fidelity Brokerage Services LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

May 6, 2013 → Jul 13, 2018
Strategic Advisers, Inc.
IA capacity

Jul 20, 2005 → Jul 1, 2009
Painewebber Incorporated
BD capacity

Jun 17, 1999 → Nov 10, 1999
Prudential Securities Incorporated
BD capacity

Jul 20, 1998 → May 17, 1999
R.D. White & Co., Inc.
BD capacity

May 7, 1997 → Jun 5, 1998
Prime Charter Ltd.
BD capacity

Jan 20, 1997 → Apr 9, 1997

Source & corrections

Where this page comes from

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