John T. Volk

CRD 2840977 · Fidelity Brokerage Services LLC · Covington, KY

IA RegisteredBroker

Also appears in the source record as: John Todd Volk Jr; John Todd Volk; John Volk

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Jackson, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Jackson, NJ · BD capacity

Sep 14, 2021 → present
Fidelity Brokerage Services LLCCurrent
Covington, KY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 5, 2021 → Mar 31, 2025
Td Ameritrade Investment Management, LLC
IA capacity

Mar 4, 2015 → Apr 20, 2021
Td Ameritrade, Inc.
IA capacity

Feb 10, 2015 → Apr 20, 2021
Td Ameritrade, Inc.
BD capacity

Jan 16, 2015 → Apr 20, 2021
Wells Fargo Advisors, LLC
BD capacity

Jun 19, 2014 → Jan 14, 2015
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Apr 30, 2014
Chase Investment Services Corp.
BD capacity

May 11, 2009 → Oct 1, 2012
Axa Distributors, LLC
BD capacity

Mar 14, 2007 → May 13, 2009
B. C. Ziegler And Company
BD capacity

Jan 4, 2006 → Jun 19, 2006
Alliancebernstein Investment Research And Management, Inc.
BD capacity

Aug 3, 2005 → Jan 5, 2006
Alliance Capital Management L P
IA capacity

Aug 3, 2005 → Jan 5, 2006
Aquila Distributors, Inc.
BD capacity

Feb 10, 1999 → Jul 26, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2840977 ↗ FINRA BrokerCheck record for CRD 2840977 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.