Judith P Barbera

CRD 2844780 · Morgan Stanley · Boise, ID

IA RegisteredBroker

Also appears in the source record as: Judith Patricia Barbera; Judith Brown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9SIESeries 31Series 7
Registered states (44): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2844780 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Boise, ID · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Feb 11, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Feb 11, 2009 → Jun 1, 2009
Ubs Financial Services Inc.
IA capacity

Apr 17, 2007 → Jan 27, 2009
Ubs Financial Services Inc.
BD capacity

Aug 12, 2006 → Jan 27, 2009
Piper Jaffray & Co.
BD capacity

Nov 16, 1998 → Aug 12, 2006
U.S. Bancorp Investments, Inc.
BD capacity

Sep 3, 1997 → Nov 16, 1998
U.S. Bancorp Securities
BD capacity

May 9, 1997 → Sep 3, 1997

Source & corrections

Where this page comes from

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