Sandeep D Hamilton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (12)

Series 52TOSIESeries 21Series 25Series 7Series 10Series 4Series 9Series 53Series 24Series 66Series 63

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Naples, FL · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  Naples, FL · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Naples, FL · IA capacity
  Apr 21, 2022 → Mar 31, 2025
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Raleigh, NC · IA capacity
  Oct 31, 2016 → Feb 23, 2022
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Raleigh, NC · BC capacity
  Oct 26, 2016 → Feb 23, 2022
• Capital One Advisors, LLC

  Seattle, WA · IA capacity
  Jan 28, 2015 → Jul 29, 2016
• Capital One Investing, LLC

  Lakewood, NJ · BC capacity
  Jan 2, 2015 → Jul 29, 2016
• Capital One Financial Advisors LLC

  Melville, NY · IA capacity
  Oct 8, 2013 → Jan 28, 2015
• Capital One Investment Services LLC

  Mount Vernon, NY · BC capacity
  Oct 3, 2013 → Jan 2, 2015
• Key Investment Services LLC

  Kingston, NY · BC capacity
  Apr 23, 2012 → Aug 2, 2013
• Chase Investment Services Corp.

  Peekskill, NY · IA capacity
  May 26, 2008 → Apr 24, 2012
• Chase Investment Services Corp.

  Peekskill, NY · BC capacity
  May 16, 2008 → Apr 24, 2012
• Susquehanna Securities

  Bala Cynwyd, PA · BC capacity
  Jul 24, 2006 → May 15, 2008
• Susquehanna Investment Group

  Bala Cynwyd, PA · BC capacity
  Sep 24, 2003 → May 15, 2008
• Sig Index Specialists, LLC

  New York, NY · BC capacity
  Oct 8, 2002 → Dec 5, 2003
• Susquehanna Specialists, Inc.

  New York, NY · BC capacity
  Oct 1, 2000 → Oct 8, 2002
• Charles Schwab & Co., Inc.

  Westlake, TX · BC capacity
  Mar 17, 1998 → Oct 22, 1998
• John Hancock Distributors, Inc.

  Boston, MA · BC capacity
  Nov 6, 1997 → Apr 8, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.