Russell Moran

CRD 2858006 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Russell Stuart Moran; Russell Moran

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 55Series 7Series 24Series 53Series 9Series 10Series 4Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
New York, NY · IA capacity

Apr 30, 2013 → Sep 29, 2021
Wells Fargo Clearing Services, LLC
New York, NY · BC capacity

Sep 28, 2011 → Sep 29, 2021
Rbc Capital Markets, LLC
New York, NY · BC capacity

Dec 21, 2005 → Sep 27, 2011
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Oct 20, 2004 → Dec 31, 2005
Quick & Reilly, Inc.
New York, NY · BC capacity

Dec 19, 2000 → Oct 20, 2004
Platinum Equities, Inc.
New York, NY · BC capacity

Jun 19, 2000 → Sep 27, 2000
Glenn Michael Financial, Inc.
Melville, NY · BC capacity

Sep 23, 1998 → Jul 28, 2000
Schneider Securities, Inc.
Denver, CO · BC capacity

Nov 26, 1997 → Sep 25, 1998
Phd Capital
New York, NY · BC capacity

Aug 1, 1997 → Dec 8, 1997
Gaines, Berland Inc.
Bethpage, NY · BC capacity

May 8, 1997 → Jul 18, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2858006 ↗ FINRA BrokerCheck record for CRD 2858006 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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