Norman Paul Harres
Also appears in the source record as: Paul Harres
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 63Series 65
- Registered states (16)
- Arkansas · California · Connecticut · Florida · Georgia · Kentucky · Louisiana · Maryland · Mississippi · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2859166 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (17)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Southtrust Securities, LLCBirmingham, AL · BC capacityApr 28, 2003 → Dec 31, 2004
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Suntrust Securities, Inc.Norfolk, VA · IA capacitySep 25, 2002 → Apr 17, 2003
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Suntrust Securities, Inc.Atlanta, GA · BC capacitySep 24, 2002 → Apr 17, 2003
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Quick & Reilly, Inc.New York, NY · BC capacityMay 22, 2002 → Sep 4, 2002
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Banc Of America Investment Services, Inc.Virginia Beach, VA · IA capacityAug 9, 2000 → Apr 25, 2002
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Banc Of America Investment Services, Inc.Boston, MA · BC capacityMay 6, 1999 → Apr 25, 2002
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Cuna Brokerage Services, Inc.Waverly, IA · BC capacityAug 12, 1998 → Feb 11, 1999
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Scott & Stringfellow, Inc.Richmond, VA · BC capacityJul 11, 1997 → Jul 30, 1998
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Ids Life Insurance CompanyMinneapolis, MN · BC capacityMar 21, 1997 → Jun 27, 1997
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American Express Financial Advisors Inc.Minneapolis, MN · BC capacityMar 21, 1997 → Jun 27, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.