Marc Adam Lindner

CRD 2860450 · Fidelity Brokerage Services LLC · Santa Monica, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 65Series 63Series 9Series 10Series 7TOSIESeries 7
Registered states (25): Arizona · California · Colorado · Connecticut · Florida · Hawaii · Illinois · Maine · Maryland · Massachusetts · Minnesota · Mississippi · Montana · Nevada · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · South Dakota · Texas · Utah · Virginia · Washington
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

Strategic Advisers LLCCurrent
Santa Monica, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Malibu, CA · BD capacity

Aug 29, 2022 → present
Fidelity Brokerage Services LLCCurrent
Santa Monica, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 1, 2022 → Mar 31, 2025
Bear, Stearns & Co. Inc.
IA capacity

Aug 31, 2001 → Jul 10, 2003
Bear, Stearns & Co. Inc.
BD capacity

Jul 30, 2001 → Jul 10, 2003
Ubs Painewebber Inc.
BD capacity

Mar 20, 1997 → Aug 9, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2860450 ↗ FINRA BrokerCheck record for CRD 2860450 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.