Adam Paul Hammer

CRD 2860466 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Westlake Village, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9SIESeries 3Series 7Series 52
Registered states (35): Alaska · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2860466 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (5)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Westlake Village, CA · IA capacity

Jan 16, 2007 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Westlake Village, CA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
IA capacity

Jan 26, 1999 → Jan 23, 2007
Ubs Financial Services Inc.
BD capacity

Oct 7, 1998 → Jan 23, 2007
Olde Discount Corporation
BD capacity

Jul 30, 1997 → Sep 15, 1998

Source & corrections

Where this page comes from

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