Joseph J Maxwell

CRD 2860899 · Fidelity Brokerage Services LLC · Warrington, PA

IA RegisteredBroker

Also appears in the source record as: Joseph John Maxwell Jr; Joseph John Maxwell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 9SIESeries 7
Registered states (18): Arizona · Colorado · Connecticut · Delaware · Florida · Georgia · Maine · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Washington · West Virginia
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Warrington, PA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Langhorne, PA · BD capacity

Jun 6, 2005 → present
Fidelity Brokerage Services LLCCurrent
Warrington, PA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Oct 26, 2011 → Jul 13, 2018
Strategic Advisers, Inc.
IA capacity

Jul 20, 2005 → Jul 7, 2009
Mercer Allied Company, L.P.
BD capacity

May 15, 2003 → Apr 7, 2005
Ubs Painewebber Inc.
BD capacity

Jul 25, 2002 → May 14, 2003
Thomas Weisel Partners LLC
BD capacity

Jan 24, 2000 → Aug 2, 2002
Morgan Stanley & Co., Incorporated
BD capacity

Jul 29, 1998 → Jan 25, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2860899 ↗ FINRA BrokerCheck record for CRD 2860899 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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