Scott Carmack Thomas

CRD 2861956 · Captrust · Roseville, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (14): California · Colorado · Florida · Idaho · Illinois · Indiana · Massachusetts · Nevada · New Mexico · Oregon · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (10)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Sacramento, CA · BD capacity

Feb 18, 2021 → present
CaptrustCurrent
Roseville, CA · IA capacity

Jan 25, 2021 → present
Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC
IA capacity

Dec 22, 2017 → Mar 31, 2021
Royal Alliance Associates, Inc.
BD capacity

Sep 15, 2017 → Feb 12, 2021
Placer Summit Financial Group, LLC
IA capacity

Apr 17, 2009 → Oct 9, 2017
Lpl Financial LLC
BD capacity

Apr 17, 2009 → Sep 25, 2017
Charles Schwab & Co., Inc.
IA capacity

Jun 15, 2000 → Apr 23, 2009
Charles Schwab & Co., Inc.
BD capacity

Apr 17, 2000 → Apr 23, 2009
Franklin/Templeton Distributors, Inc.
BD capacity

Feb 6, 1998 → Mar 7, 2000
Dean Witter Reynolds Inc.
BD capacity

Apr 18, 1997 → Jan 14, 1998

Source & corrections

Where this page comes from

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