David Richard Wells

CRD 2862577 · Wells Fargo Advisors · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: David Richard Jr Wells; David Richard Wells Jr; David Wells; David Richard Wells Jr Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (33): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2862577 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (7)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Palm Beach, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Palm Beach, FL · BC capacity

start not retrieved → present
Citi Private Advisory, LLC
West Palm Beach, FL · BC capacity

Mar 28, 2017 → Aug 29, 2019
Citigroup Global Markets Inc.
West Palm Beach, FL · IA capacity

May 29, 2007 → Aug 29, 2019
Citigroup Global Markets Inc.
West Palm Beach, FL · BC capacity

May 29, 2007 → Aug 29, 2019
Citicorp Investment Services
Palm Beach, FL · IA capacity

Mar 26, 1997 → May 29, 2007
Citicorp Investment Services
Palm Beach, FL · BC capacity

Mar 12, 1997 → May 29, 2007

Source & corrections

Where this page comes from

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