Paul Jennissen

CRD 2866096 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Paul Michael Jennissen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 66Series 63
Registered states (1): North Carolina
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Lpl Financial LLC
Fort Mill, SC · IA capacity

Aug 4, 2014 → Apr 3, 2024
Lpl Financial LLC
Fort Mill, SC · BC capacity

Aug 4, 2014 → Apr 3, 2024
Fifth Third Securities, Inc.
Charlotte, NC · IA capacity

Jul 19, 2012 → Jul 28, 2014
Fifth Third Securities, Inc.
Charlotte, NC · BC capacity

Jul 18, 2012 → Jul 28, 2014
Wells Fargo Advisors, LLC
Ft. Mill, SC · IA capacity

Mar 2, 2011 → May 8, 2012
Wells Fargo Advisors, LLC
Ft. Mill, SC · BC capacity

Mar 1, 2011 → May 8, 2012
Tradeking
Charlotte, NC · BC capacity

Feb 17, 2010 → Oct 13, 2010
Gwn Securities Inc.
Palm Beach Gardens, FL · BC capacity

Jan 29, 2010 → Feb 18, 2010
Tiaa-Cref Individual & Institutional Services, LLC
Charlotte, NC · BC capacity

Oct 2, 2000 → Oct 12, 2007
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Jun 30, 1998 → Jul 20, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2866096 ↗ FINRA BrokerCheck record for CRD 2866096 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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