Samuel A. Braun

CRD 2869614 · Fidelity Brokerage Services LLC · Evanston, IL

IA RegisteredBroker

Also appears in the source record as: Samuel Arthur Abraun; Sam Braun; Samuel A Braun; Samuel Arthur Braun

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 7Series 6
Registered states (35): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Massachusetts · Michigan · Minnesota · Missouri · Montana · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Evanston, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Wheeling, IL · BD capacity

Feb 11, 2022 → present
Fidelity Brokerage Services LLCCurrent
Evanston, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 4, 2022 → Mar 31, 2025
Vision 4 Fund Distributors
BD capacity

Dec 7, 2021 → Mar 23, 2022
Vision 4 Fund Distributors
BD capacity

Jan 2, 2019 → Jan 8, 2020
First Dominion Capital Corp.
BD capacity

Jan 6, 2017 → Dec 31, 2018
Tsc Distributors, LLC
BD capacity

May 8, 2015 → Dec 31, 2016
Salient Capital L.P.
BD capacity

Jan 13, 2014 → Apr 20, 2015
Salient Capital Advisors, LLC
IA capacity

Jan 13, 2014 → Apr 20, 2015
Eagle Asset Management Inc
IA capacity

Aug 29, 2011 → Jan 21, 2014
Eagle Fund Distributors, Inc.
BD capacity

Jun 11, 2010 → Jan 8, 2014
Financial Strategy Network LLC
IA capacity

Feb 3, 1999 → Jun 15, 2010
Raymond James Financial Services, Inc.
BD capacity

Jan 4, 1999 → May 21, 2010
Lincoln Financial Advisors Corporation
BD capacity

Jun 1, 1998 → Jan 4, 1999
Cigna Financial Advisors,inc.
BD capacity

Apr 7, 1997 → Jun 1, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2869614 ↗ FINRA BrokerCheck record for CRD 2869614 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.