Thomas Schilling

CRD 2870822 · J.P. Morgan Securities LLC · Hauppauge, NY

IA RegisteredBroker

Also appears in the source record as: Thomas S Schilling; Thomas Scott Schilling

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (8): California · Connecticut · Delaware · Florida · Georgia · New Jersey · New York · Pennsylvania
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Hauppauge, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Hauppauge, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Scarsdale, NY · IA capacity

Nov 11, 2021 → May 2, 2023
Fidelity Brokerage Services LLC
Scarsdale, NY · BC capacity

Nov 4, 2021 → May 1, 2023
Td Private Client Wealth LLC
Melville, NY · IA capacity

Jul 22, 2021 → Oct 26, 2021
Td Private Client Wealth LLC
Melville, NY · BC capacity

Jul 20, 2021 → Oct 26, 2021
Td Ameritrade, Inc.
Forest Hills, NY · IA capacity

Jun 18, 2004 → Jan 11, 2021
Td Ameritrade, Inc.
Forest Hills, NY · BC capacity

Feb 17, 2004 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
Forest Hills, NY · IA capacity

Dec 19, 2012 → Dec 31, 2020
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Jan 28, 1998 → Nov 19, 2003
The Dreyfus Service Corporation
New York, NY · BC capacity

Aug 4, 1997 → Dec 26, 1997
Continental Broker-Dealer Corp.
Carle Place, NY · BC capacity

Apr 7, 1997 → Aug 7, 1997

Source & corrections

Where this page comes from

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