Thomas John Oley

CRD 2870927 · Wells Fargo Advisors · Fort Worth, TX

IA RegisteredBroker

Also appears in the source record as: Thomas John Oley Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (14): Alabama · Arizona · Arkansas · Illinois · Iowa · Maryland · Michigan · Mississippi · Ohio · Pennsylvania · South Carolina · South Dakota · Texas · Virgin Islands
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2870927 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Fort Worth, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
Comerica Securities
Dallas, TX · IA capacity

Mar 4, 2011 → Feb 26, 2019
Comerica Securities
Dallas, TX · BC capacity

Mar 4, 2011 → Feb 26, 2019
Nfp Securities, Inc.
Dallas, TX · IA capacity

Sep 2, 2010 → Feb 23, 2011
Nfp Securities, Inc.
Dallas, TX · BC capacity

Sep 2, 2010 → Feb 23, 2011
Institutional Securities Corporation
Dallas, TX · IA capacity

Oct 8, 2008 → Sep 17, 2010
Institutional Securities Corporation
Dallas, TX · BC capacity

Oct 8, 2008 → Sep 17, 2010
Crown Capital Securities, L.P.
Dallas, TX · IA capacity

Jun 1, 2007 → Oct 10, 2008
Crown Capital Securities, L.P.
Dallas, TX · BC capacity

Jun 1, 2007 → Oct 10, 2008
Wells Fargo Investments, LLC
Fort Worth, TX · IA capacity

Oct 12, 2006 → May 30, 2007
Wells Fargo Investments, LLC
Fort Worth, TX · BC capacity

Oct 12, 2006 → May 30, 2007
H.D. Vest Advisory Services, Inc
Arlington, TX · IA capacity

Jan 31, 2003 → Nov 7, 2006
H.D. Vest Investment Services
Arlington, TX · BC capacity

Dec 2, 2002 → Oct 25, 2006
Morgan Stanley
Ft Worth, TX · IA capacity

Apr 23, 1997 → Dec 9, 2002
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Apr 16, 1997 → Dec 9, 2002

Source & corrections

Where this page comes from

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