David Andrew Shaver

CRD 2872596 · Wells Fargo Advisors · Lewisville, TX

IA RegisteredBroker

Also appears in the source record as: David Shaver

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 65Series 63
Registered states (10): Arizona · Arkansas · California · Colorado · Florida · Iowa · Nevada · North Carolina · Oklahoma · Texas
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (21)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Lewisville, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bartonville, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Flower Mound, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Highland Village, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Lewisville, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bartonville, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Flower Mound, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Highland Village, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Lewisville, TX · IA capacity

start not retrieved → present
Bbva Wealth Solutions Inc.
Allen, TX · IA capacity

Nov 21, 2013 → Dec 7, 2016
Bbva Securities Inc.
Frisco, TX · BC capacity

Oct 16, 2013 → Dec 7, 2016
Morgan Stanley Smith Barney
Purchase, NY · BC capacity

Jun 1, 2009 → Sep 16, 2009
Morgan Stanley & Co. Incorporated
Purchase, NY · BC capacity

Jul 23, 2008 → Jun 1, 2009
Planco Financial Services, LLC
Hartford, CT · BC capacity

Jan 3, 2005 → Feb 21, 2008
Mfs/Sun Life Financial Distributors, Inc.
Wellesley Hills, MA · BC capacity

Dec 15, 2003 → Nov 22, 2004
Signator Investors, Inc.
Boston, MA · BC capacity

Mar 5, 2003 → Sep 22, 2003
Capital Brokerage Corporation
Glen Allen, VA · BC capacity

Jan 10, 2002 → Sep 12, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Feb 15, 2000 → Mar 23, 2000
H.D. Vest Investment Securities, Inc.
Dallas, TX · BC capacity

Nov 24, 1997 → Jan 14, 2000
Heritage Investments, L.L.C.
Dallas, TX · BC capacity

Aug 8, 1997 → Sep 5, 1997
Heritage Securities Corporation
Addison, TX · BC capacity

May 5, 1997 → Sep 5, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2872596 ↗ FINRA BrokerCheck record for CRD 2872596 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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