Christopher Ciavarelli
Also appears in the source record as: Chris Kenneth Ciavarelli; Christopher Kenneth Ciavarelli
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 26Series 9Series 10Series 24SIESeries 7Series 6
- Registered states (4)
- Massachusetts · Pennsylvania · Texas · Utah
- Years in the industry (source record)
- 29
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (8)
From the source registration record · current first
-
Mar 31, 2025 → present
-
Jun 6, 2022 → present
-
start not retrieved → present
-
Fidelity Personal And Workplace AdvisorsIA capacityOct 26, 2022 → Mar 31, 2025
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Vanguard Marketing CorporationBD capacityMar 2, 2015 → Jun 2, 2022
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Prudential Annuities Distributors, IncBD capacityApr 28, 2004 → Feb 4, 2015
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Pruco Securities, LLC.BD capacityDec 13, 2002 → Apr 28, 2004
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Prudential Investment Management Services LLCBD capacityApr 18, 1997 → Dec 13, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.