Michael Esposito

CRD 2880013 · Fidelity Brokerage Services LLC · Providence, RI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 3Series 7Series 53Series 24Series 4Series 10Series 9Series 66Series 63
Registered states (20): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Maine · Massachusetts · New Hampshire · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Providence, RI · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Providence, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Providence, RI · IA capacity

Apr 16, 2019 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lincoln, RI · IA capacity

Mar 27, 2014 → Apr 1, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lincoln, RI · BC capacity

Mar 27, 2014 → Apr 1, 2019
Td Ameritrade, Inc.
New York, NY · IA capacity

Jul 11, 2008 → Feb 18, 2014
Amerivest Investment Management, LLC
New York, NY · IA capacity

Jul 11, 2008 → Feb 18, 2014
Td Ameritrade, Inc.
New York, NY · BC capacity

Oct 20, 2006 → Feb 18, 2014
Ubs Financial Services Inc.
New York, NY · BC capacity

Oct 25, 2005 → Oct 16, 2006
R. J. Thompson Securities, Inc.
Jersey City, NJ · BC capacity

Feb 26, 2003 → Feb 9, 2004
Lt Lawrence & Co., Inc.
New York, NY · BC capacity

May 19, 1997 → Dec 18, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2880013 ↗ FINRA BrokerCheck record for CRD 2880013 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.