Tracey Bierman

CRD 2883894 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Great Neck, NY

IA RegisteredBroker

Also appears in the source record as: Tracey Elizabeth Bierman; Tracey Colavito

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 9SIESeries 7
Registered states (33): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Maine · Maryland · Massachusetts · Michigan · Mississippi · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · West Virginia · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · IA capacity

Mar 8, 2012 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
IA capacity

Apr 18, 2011 → Feb 28, 2012
Wells Fargo Advisors, LLC
BD capacity

May 30, 2008 → Feb 28, 2012
Wachovia Securities, LLC
IA capacity

May 30, 2008 → Mar 24, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 2, 2008
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 2, 2008
Morgan Stanley
IA capacity

Jan 3, 2007 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Jun 6, 2005 → Apr 2, 2007
Rbc Capital Markets Corporation
BD capacity

Nov 1, 2004 → Dec 31, 2004
Rbc Dain Rauscher Inc.
BD capacity

Jul 16, 2002 → Nov 2, 2004
Salomon Smith Barney Inc.
BD capacity

Aug 31, 1999 → Jul 11, 2002
Royce Investment Group, Inc.
BD capacity

Jun 1, 1998 → Jul 23, 1999
E. C. Capital, Ltd.
BD capacity

Jan 13, 1998 → May 19, 1998
La Jolla Capital Corporation
BD capacity

Oct 6, 1997 → Dec 31, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2883894 ↗ FINRA BrokerCheck record for CRD 2883894 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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