Patrick Mccusker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

SIESeries 7Series 6Series 26Series 66Series 63

Registered states (2)

Connecticut · Massachusetts

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Omaha, NE · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Cohasset, MA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Omaha, NE · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Cohasset, MA · IA capacity
  start not retrieved → present
• Td Ameritrade, Inc.

  Omaha, NE · BC capacity
  May 25, 2016 → Jul 29, 2024
• Td Ameritrade Investment Management, LLC

  Cohasset, MA · IA capacity
  Jun 13, 2016 → Sep 7, 2023
• Td Ameritrade, Inc.

  Cohasset, MA · IA capacity
  Jun 13, 2016 → Oct 14, 2022
• Voya Financial Advisors, Inc.

  Braintree, MA · IA capacity
  Jan 25, 2012 → May 17, 2016
• Voya Financial Advisors, Inc.

  Braintree, MA · BC capacity
  Dec 12, 2011 → May 17, 2016
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Boston, MA · IA capacity
  Jan 7, 2011 → Dec 9, 2011
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Boston, MA · BC capacity
  Dec 14, 2010 → Dec 9, 2011
• Ohio National Equities, Inc.

  Cincinnati, OH · BC capacity
  Feb 8, 2008 → Jan 5, 2009
• Guardian Investor Services LLC

  New York, NY · BC capacity
  Dec 5, 2003 → Oct 30, 2007
• New England Securities

  New York, NY · BC capacity
  Dec 10, 1999 → Dec 3, 2003
• Citizens Financial Services Inc.

  Johnston, RI · BC capacity
  Feb 17, 1999 → Oct 25, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.