Craig F Zumpano

CRD 2885932 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Kingwood, TX

IA RegisteredBroker

Also appears in the source record as: Craig Frederick Zumpano

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (19): Arizona · California · Colorado · Delaware · Florida · Georgia · Idaho · Louisiana · Maryland · Missouri · New York · North Carolina · Ohio · Pennsylvania · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2885932 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (3)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Kingwood, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Kingwood, TX · BC capacity

start not retrieved → present
Ras Securities Corp.
New York, NY · BC capacity

Oct 24, 1997 → Nov 13, 1997

Source & corrections

Where this page comes from

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