Jeremy Sunshine

CRD 2887347 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Jeremy Daniel Sunshine

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 24Series 10Series 9SIESeries 3Series 7
Registered states (2): Connecticut · New York
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

Nov 27, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Nov 30, 2021 → Nov 2, 2024
J.P. Morgan Securities LLC
IA capacity

Nov 30, 2021 → Nov 2, 2024
Ubs Financial Services Inc.
IA capacity

Oct 26, 2021 → Nov 22, 2021
Ubs Financial Services Inc.
BD capacity

May 14, 1998 → Nov 22, 2021

Source & corrections

Where this page comes from

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