L James Marco

CRD 2889028 · J.P. Morgan Securities LLC · Saint Augustine, FL

BrokerRegistration inactive

Also appears in the source record as: James L Marco; James Marco; L Marco; L. James Marco; Leroy James Marco; Leroy Marco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (4): SIESeries 6Series 65Series 63
Registered states (5): California · Connecticut · Florida · New Jersey · New York
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2889028 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Saint Augustine, FL · BC capacity

start not retrieved → present
Key Investment Services LLC
Ballston Spa, NY · IA capacity

Mar 26, 2021 → Dec 5, 2023
Key Investment Services LLC
Ballston Spa, NY · BC capacity

Feb 10, 2016 → Dec 5, 2023
Metlife Securities Inc.
Latham, NY · BC capacity

Jul 25, 2014 → Aug 5, 2015
Lpl Financial LLC
Schenectady, NY · BC capacity

Jun 14, 2010 → Jan 21, 2014
Uvest Financial Services Group, Inc.
Schenectady, NY · BC capacity

Dec 11, 2006 → Jun 21, 2010
Mml Investors Services, Inc.
Latham, NY · BC capacity

Aug 18, 2004 → Jul 6, 2006
Axa Advisors, LLC
New York, NY · BC capacity

Jul 7, 1997 → Aug 11, 2004
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Jul 7, 1997 → Jan 5, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2889028 ↗ FINRA BrokerCheck record for CRD 2889028 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.