Randolph P Doerr

CRD 2890540 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Florham Park, NJ

IA RegisteredBroker

Also appears in the source record as: Randolph P Doerr Jr; Randolph P (Jr) Doerr; Randolph Perry Doerr Jr; Randolph Perry Doerr; Randy Doerr Jr; Randy Doerr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (14): California · Connecticut · Delaware · District Of Columbia · Florida · Maryland · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · Rhode Island · Texas · Virginia
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Florham Park, NJ · IA capacity

Jan 18, 2012 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Florham Park, NJ · BC capacity

start not retrieved → present
Primerica Advisors
IA capacity

Aug 22, 2011 → Dec 13, 2011
Pfs Investments Inc.
BD capacity

Aug 2, 2011 → Dec 13, 2011
Royal Alliance Associates, Inc.
IA capacity

Oct 24, 2006 → Aug 31, 2009
Royal Alliance Associates, Inc.
BD capacity

Sep 19, 2006 → Aug 31, 2009
Wachovia Securities, LLC
BD capacity

Jan 11, 2006 → Sep 8, 2006
Wachovia Securities, LLC
IA capacity

Jan 3, 2006 → Sep 8, 2006
Prudential Investments LLC
IA capacity

May 25, 2004 → May 2, 2005
Prudential Investment Management Services LLC
BD capacity

Aug 4, 2000 → May 2, 2005
Park Avenue Securities LLC
BD capacity

Jul 20, 1999 → May 17, 2000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 10, 1997 → Jul 8, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2890540 ↗ FINRA BrokerCheck record for CRD 2890540 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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