Daniel P. Dawson

CRD 2893462 · Fidelity Brokerage Services LLC · Merrimack, NH

IA RegisteredBroker

Also appears in the source record as: Dan Dawson; Daniel Patrick Dawson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63SIESeries 31Series 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Fairfield, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Fairfield, NJ · BD capacity

Jun 30, 2021 → present
Fidelity Brokerage Services LLCCurrent
Merrimack, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 10, 2021 → Mar 31, 2025
Allstate Financial Services, LLC
BD capacity

Jan 27, 2012 → Mar 31, 2021
Lpl Financial LLC
IA capacity

Dec 18, 2009 → May 5, 2011
Lpl Financial LLC
BD capacity

Dec 8, 2009 → May 5, 2011
Cuso Financial Services, L.P.
IA capacity

May 13, 2009 → Dec 8, 2009
Cuso Financial Services, L.P.
BD capacity

Mar 8, 2005 → Dec 8, 2009
State Farm Vp Management Corp.
BD capacity

Oct 20, 2003 → Jul 23, 2004
Raymond James Financial Services, Inc.
BD capacity

Jun 28, 2002 → Aug 28, 2003
Wachovia Securities, Inc.
BD capacity

Dec 21, 2001 → Jun 18, 2002
Morgan Stanley Dw Inc.
BD capacity

Nov 1, 2000 → May 9, 2001
Morgan Stanley Dean Witter Online Inc.
BD capacity

Mar 2, 1999 → Nov 1, 2000
Dean Witter Reynolds Inc.
BD capacity

Jun 19, 1997 → Jan 16, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2893462 ↗ FINRA BrokerCheck record for CRD 2893462 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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